Seneca College Background Image
Image of Seneca College
Accounting & Financial Services
Graduate Certificate of Financial Services Compliance Administration (FCA)
Graduate Certificate of Financial Services Compliance Administration (FCA)

Graduate Certificate of Financial Services Compliance Administration (FCA)

  • ID:SC010121
  • Level:Postgraduate Certificate/Diploma
  • Duration:
  • Intake:

Fees (CAD)

Estimated Total/program:
Accept letter

Admission Requirements

Entry Requirements

  • Ontario university or college degree or college diploma or equivalent

  • Applicants with an equivalent combination of partial postsecondary and/or three to five years of related work experience may be considered for admission. A relevant resumé and references must be provided.

English Requirements

  • CAEL CE and CAEL online, Minimum 70 (Writing no less than 60)

  • Cambridge English Exams (B2 First/FCE, C1 Advanced/CAE or C2 Proficiency/CPE), Minimum 176 with no skill below 169

  • Duolingo, Minimum score 125 to 130

  • IELTS Academic, Minimum 6.5 with no skill below 6.0

  • PTE Academic, Minimum score 60

  • TOEFL iBT (including MyBest TOEFL and Home Edition), Minimum 88 with no skill below 22

  • TOEFL Revised Paper Delivered, No skill below 22

Course Information

White-collar crime is increasing, particularly in the areas of identity theft, money laundering and securities fraud and therefore the need for compliance and risk management professionals is growing in the financial services industry. 


Throughout this program you will develop the following skills:

  • Research

  • Communications

  • Relationship building

  • Hands-on industry software experience

More information:click here

Semester 1: Offered in Fall

  • FCA102, Anti-Money Laundering Administration

  • FCA111, Law and Governance

  • FCA120, Financial Services Product Knowledge

  • FCA125, Understanding Investments and Investment Strategies

  • FCA151, Project Management and Policies and Procedures

  • FCA291, Career Development for Compliance Professionals

Semester 2: Offered in Winter

  • FCA202, Privacy Management and Identity Theft

  • FCA210, Risk Management and Market Conduct

  • FCA221, Compliance Communication and Complaints Management

  • FCA225, Investment Strategies and Tactics

  • FCA231, Ethics/Professional Conduct and Liability

  • FCA295, Regulatory Compliance Administration

  • FPL290, Field Placement

See moreSee less

Pre Courses

See moreSee less

Pathway Courses

See moreSee less

Career Opportunity

Career Opportunity

When you graduate from this program, these are the types of career options that you can explore:

Compliance administrator

  • Compliance analyst

  • Privacy officer

  • Regulatory reporting associate

  • AML investigator

  • AML analyst

  • Registration officer

  • Anti-Corruption & anti-bribery officer

Ability to settle

Overseas Student Health Cover

Health Insurance $807.49CAD

Same Courses

Close search